Case Study

Exchange Simplifies Compliance and Service Assurance

Corvil delivers a single analytics platform that delivers insight for more efficient and effective business, compliance and service assurance.

Key Results

↓Mean time to respond to regulatory and client inquiries
↓Regulatory tail-risk through delivery of continuous independent analysis
↓Opportunity cost of using developers to implement compliance-driven monitoring and analytics changes
↓Risk of rapid business expansion by providing service and execution assurance capabilities
↑Staff productivity through automation

Challenge

Meeting Expanding Customer Demand and Regulatory Compliance

Intense regulatory scrutiny (Reg603a, RegSCI) that was increasingly difficult to satisfy without independent oversight and on-demand forensic analysis
Responsiveness to customer order execution inquiries without dedicating significant resources to develop monitoring and analysis tools
Assuring optimal plant performance, capacity, and availability as customer demand grew

Single Streaming Analytics Platform that Delivered Business, Compliance and Operational Intelligence

Independent and continuous comparative analysis of outgoing market data to CTA and UTP securities information processors and across multiple proprietary protocols in support of Reg 603a compliance
Independent, precision time-sequenced order execution and market data records which serve as evidence for regulatory inquiries
Proactive oversight and alerting for RegSCI compliance, including external venues providing market data or executing externally routed order flow
Market data quality insights across all third-party feeds to assure timely, complete price data
Visibility into member firm's order execution and performance; searchable by member firm, by order type or by trading symbol
Infrastructure and platform metrics to optimize capacity planning
Analytics-driven workflows for rapid investigation of and response to regulator and customer electronic transaction inquiries

Case Study

Corvil provides insight for capacity assurance, connectivity health, and customer support.

Case Study

Leading forex broker optimizes trade plant performance insights and analytics with Corvil.

Case Study

Corvil's packet capture improves on-boarding experience and service assurance while protecting investment with analytics upgrades.

Case Study

Corvil's insights improves market data quality and trade plant performance for improved trading effectiveness.